Financial market participants

Results: 278



#Item
171Stock market / Financial services / Funds / Corporations law / Demutualization / Corporation / Annuity / Net asset value / Dividend / Financial economics / Investment / Business

Federal Register / Vol. 72, No[removed]Thursday, March 22, [removed]Notices duties respecting the plan solely in the interest of the participants and beneficiaries of the plan and in a prudent fashion in accordance with sect

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Source URL: www.dol.gov

Language: English - Date: 2011-03-18 12:31:37
172Equity securities / Economics / Finance / Par value / Bank / Stock / Stock market / Financial economics / Corporate finance

Declaration by the qualified or principal participants according to art. 3 par. 2 lit. cbis of the Banking Act or art. 23 par 4 Ordinance on Stock Exchanges and Securities Trading (must be completed by the holders of qua

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Source URL: www.finma.ch

Language: English - Date: 2008-12-29 02:51:04
173Options Clearing Corporation / Exercise / Futures exchange / Bank / Organisation of Islamic Cooperation / Futures contract / Portfolio margin / Derivative / Office of the Comptroller of the Currency / Financial economics / Finance / Financial system

in this issue: oic surveys european market participants 2

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Source URL: www.theocc.com

Language: English - Date: 2014-09-13 10:20:22
174Financial markets / Financial services / United States securities law / SEC filings / Net capital rule / United States housing bubble / Broker-dealer / Securities Exchange Act / Regulation S-X / Financial economics / Finance / Financial system

information. Trading has expanded beyond national borders: a global marketdace has unfolded. Market participants have adapted and transformed along with the markets. Where formerly participants in the U.S.

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Source URL: www.sec.gov

Language: English - Date: 2005-05-02 14:02:09
175Subprime mortgage crisis / Funds / Money market fund / Mutual fund / Federal Deposit Insurance Corporation / Lamp / Futures contract / Financial economics / Investment / Finance

LAMPInvestor In December, an e-mail and letter regarding the FDIC’s Transaction Account Guarantee (TAG) program was distributed to all Participants. The letter read as follows: “The FDIC’s Transaction Account Guara

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Source URL: www.lamppool.com

Language: English - Date: 2014-09-04 15:07:16
176Economics / Business / Money / Options Clearing Corporation / Financial markets / Broker-dealer / Market maker

Regulatory Circular TO: BOX Options Participants FROM:

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Source URL: boxexchange.com

Language: English - Date: 2014-06-20 16:08:14
177Economics / Business / Money / Financial markets / Broker-dealer / Market maker

Regulatory Circular TO: BOX Options Participants FROM:

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Source URL: boxexchange.com

Language: English - Date: 2014-06-17 13:09:47
178Economy of the United States / Securities / Primary dealer / Stifel Nicolaus / Financial economics / Finance

Market Participants MPID AABA ACAP ACPL AFCO

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Source URL: www.otcmarkets.com

Language: English - Date: 2013-04-05 16:27:27
179Economics / Accredited investor / Investment Advisers Act / Registered Investment Advisor / Financial adviser / Security / U.S. Securities and Exchange Commission / Institutional investor / Financial market participants / Investment / Financial economics / Finance

DOC Document

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Source URL: firststateinnovation.org

Language: English - Date: 2008-06-13 10:49:45
180Investment / Stock market / Commodities market / Broker-dealer / Fixed income market / Financial Industry Regulatory Authority / Identifier / Trader / Financial economics / Financial markets / Finance

Regulatory Circular TO: BOX Participants

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Source URL: boxexchange.com

Language: English - Date: 2013-01-16 21:43:34
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